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Transfer Process Protocol

This document outlines the key elements of the [=Transfer Process Protocol=]. The used terms are described here.

Introduction

A [=Transfer Process=] (TP) involves two parties, a [=Provider=] that offers one or more [=Datasets=] under a [=Usage Policy=] and a [=Consumer=] that requests [=Datasets=]. A TP progresses through a series of states, which are controlled by the [=Provider=] and [=Consumer=] using messages. A TP transitions to another state as a result of an exchanged message.

Prerequisites

To put the document into the right context, some non-normative descriptions of the core concepts follow in this subsection.

Control and Data Planes

A TP involves two logical constructs, a control plane and a data plane. Serving as a coordinating layer, services on the control plane receive messages and manage the local state of the TP (same as for the [=Catalog Protocol=] and the [=Contract Negotiation Protocol=]). On the data plane, the actual transfer of data takes place using a wire protocol. Both participants in a data sharing scenario run services logically regarded as control and/or data plane services.

The specification of data plane interfaces and interaction patterns are not in scope of this document.

Data Transfer Types

[=Dataset=] transfers are characterized as push or pull transfers and it's data is either finite or non-finite. This section describes the difference between these types.

Push Transfer

A push transfer is when the [=Provider=]'s data plane initiates sending data to a [=Consumer=] endpoint. For example, after the [=Consumer=] has issued a Transfer Request Message, the [=Provider=] begins data transmission to an endpoint specified by the [=Consumer=] using an agreed-upon wire protocol.

Note that the illustration of the sequence is only exemplary. The activation of actors is not determined, also, responses, parameters, possible recursions, and interactions between the components of one participant are not shown.

Pull Transfer

A pull transfer is when the [=Consumer=]'s data plane initiates retrieval of data from a [=Provider=] endpoint. For example, after the [=Provider=] has issued a Transfer Start Message, the [=Consumer=] can request the data from the [=Provider=]-specified endpoint.

Note that the illustration of the sequence is only exemplary. The activation of actors is not determined, also, responses, parameters, possible recursions, and interactions between the components of one participant are not shown.

Finite and Non-Finite Data

Data may be finite or non-finite. This applies to either push and pull transfers. Finite data is data that is defined by a finite set, for example, machine learning data or images. After finite data transmission has finished, the TP is completed. Non-finite data is data that is defined by an infinite set or has no specified end, for example, streams or an API endpoint. With non-finite data, a TP will continue indefinitely until either the [=Consumer=] or [=Provider=] explicitly terminates the transmission.

States

The TP states are:

  • REQUESTED: A [=Dataset=] has been requested under an [=Agreement=] by the [=Consumer=] and the [=Provider=] has sent an ACK response.
  • STARTED: The [=Dataset=] is available for access by the [=Consumer=] or the [=Provider=] has begun pushing the data to the [=Consumer=] endpoint.
  • COMPLETED: The transfer has been completed by either the [=Consumer=] or the [=Provider=].
  • SUSPENDED: The transfer has been suspended by the [=Consumer=] or the [=Provider=].
  • TERMINATED: The [=Transfer Process=] has been terminated by the [=Consumer=] or the [=Provider=].

State Machine

The TP state machine is represented in the following diagram:

Transitions marked with C indicate a message sent by the [=Consumer=], transitions marked with P indicate a [=Provider=] message. Terminal states are final; the state machine may not transition to another state.

Message Types

All messages must be serialized in JSON-LD compact form as specified in the JSON-LD 1.1 Processing Algorithms and API [[json-ld11-api]]. Further Dataspace specifications may define additional optional serialization formats.

Transfer Request Message

Sent by [=Consumer=]
Resulting state REQUESTED
Response ACK or ERROR
Schema JSON Schema
Example Message
Diagram(s)

The Transfer Request Message is sent by a [=Consumer=] to initiate a TP.

  • The consumerPid property refers to the transfer id of the [=Consumer=] side.

  • The agreementId property refers to an existing contract [=Agreement=] between the [=Consumer=] and [=Provider=].

  • The dct:format property is a format specified by a Distribution for the [=Dataset=] associated with the [=Agreement=]. This is generally obtained from the [=Provider=]'s Catalog.

  • The dataAddress property must only be provided if the dct:format requires a push transfer.

  • The dataAddress contains a transport-specific endpoint address for pushing the data. It may include a temporary authorization via the endpointProperties property.

  • callbackAddress is a URI indicating where messages to the [=Consumer=] should be sent. If the address is not understood, the [=Provider=] MUST return an UNRECOVERABLE error.

  • The endpointProperties may contain the following optional values:

    • authorization - An opaque authorization token that clients must present when accessing the transport-specific endpoint address.
    • authType - The auth token type. For example, the value may be bearer. If present, this value may be used in conjunction with transport rules to define how the client must present an authorization token.

Note that [=Providers=] should implement idempotent behavior for Transfer Request Messages based on the value of consumerPid. [=Providers=] may choose to implement idempotent behavior for a certain period of time. For example, until a TP has completed and been archived after an implementation-specific expiration period, repeated sending of Transfer Request Messages does not change the state of the TP. If a request for the given consumerPid has already been received and the same [=Consumer=] sent the original message again, the [=Provider=] should respond with an appropriate Transfer Start Message.

  • Once a TP has been created, all associated callback messages must include a consumerPid and providerPid.
  • [=Providers=] must include a consumerPid and a providerPid property in the object.
  • Valid states of a TP are REQUESTED, STARTED, TERMINATED, COMPLETED, and SUSPENDED.

Transfer Start Message

Sent by [=Provider=]
Resulting state STARTED
Response ACK or ERROR
Schema JSON Schema
Example Message
Diagram(s)

The Transfer Start Message is sent by the [=Provider=] to indicate the data transfer has been initiated.

  • The dataAddress is only provided if the current transfer is a pull transfer and contains a transport-specific endpoint address for obtaining the data. It may include a temporary authorization via the endpointProperties property.
  • The endpointProperties may contain the following optional values:
    • authorization - An opaque authorization token that clients must present when accessing the transport-specific endpoint address.
    • authType - The auth token type. For example, the value may be bearer. If present, this value may be used in conjunction with transport rules to define how the client must present an authorization token.

Transfer Suspension Message

Sent by [=Consumer=], [=Provider=]
Resulting state SUSPENDED
Response ACK or ERROR
Schema JSON Schema
Example Message
Diagram(s)

The Transfer Suspension Message is sent by the [=Provider=] or [=Consumer=] when either of them needs to temporarily suspend the TP.

Transfer Completion Message

Sent by [=Consumer=], [=Provider=]
Resulting state COMPLETED
Response ACK or ERROR
Schema JSON Schema
Example Message
Diagram(s)

The Transfer Completion Message is sent by the [=Provider=] or [=Consumer=] when a data transfer has completed. Note that some [=Connector=] implementations may optimize completion notification by performing it as part of their wire protocol. In those cases, a Transfer Completion Message does not need to be sent.

Transfer Termination Message

Sent by [=Consumer=], [=Provider=]
Resulting state TERMINATED
Response ACK or ERROR
Schema JSON Schema
Example Message
Diagram(s)

The Transfer Termination Message is sent by the [=Provider=] or [=Consumer=] at any point except a terminal state to indicate the TP should stop and be placed in a terminal state. If the termination was due to an error, the sender may include error information.

Response Types

The ACK and ERROR response types are mapped onto a protocol such as HTTPS. A description of an error might be provided in protocol-dependent forms, e.g., for an HTTPS binding in the request or response body.

ACK - Transfer Process

Sent by [=Consumer=], [=Provider=]
Schema JSON Schema
Example Process
Diagram(s)

The Transfer Process is an object returned by a [=Consumer=] or [=Provider=] indicating a successful state change happened.

ERROR - Transfer Error

Sent by [=Consumer=], [=Provider=]
Schema JSON Schema
Example Process
Diagram(s)

The Transfer Error is an object returned by a [=Consumer=] or [=Provider=] indicating an error has occurred. It does not cause a state transition.

Field Type Description
consumerPid UUID The TF unique id on [=Consumer=] side.
providerPid UUID The TF unique id on [=Provider=] side.
code string An optional implementation-specific error code.
reasons Array[object] An optional array of implementation-specific error objects.