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v7 should have a counter option? #717

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rogusdev opened this issue Nov 5, 2023 · 36 comments
Closed

v7 should have a counter option? #717

rogusdev opened this issue Nov 5, 2023 · 36 comments

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@rogusdev
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rogusdev commented Nov 5, 2023

Per the new draft "With this method rand_a section of UUIDv7 SHOULD be utilized as fixed-length dedicated counter bits that are incremented by one for every UUID generation."

That's in the "Fixed-Length Dedicated Counter Bits (Method 1)" section under https://datatracker.ietf.org/doc/html/draft-peabody-dispatch-new-uuid-format-04#monotonicity_counters which is directly linked from https://datatracker.ietf.org/doc/html/draft-peabody-dispatch-new-uuid-format-04#section-5.2 under the rand_a explanation.

To my reading, that means it should have a counter, like v6 (and v1), but instead the current v7 builder implementation https://docs.rs/uuid/latest/src/uuid/v7.rs.html#47-53 is just random for rand_a. Am I missing something on this one? If not, and this is a desirable feature, I might look into putting up a PR to add the counter support.

@KodrAus
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KodrAus commented Nov 15, 2023

Hi @rogusdev 👋

I'd be keen to go catch up on some of the discussion around that. Those sections look like recommendations rather than requirements, so I think uuid's current implementation that fills the entire 74 bits of rand_a and rand_b with random data is still compliant.

It seems a bit overkill to me to need a clock, a source of randomness, and a monotonic counter to generate V7 UUIDs, but we could consider adding *_monotonic variants of the v7 methods that accept a ClockSequence like v1 and v6 do.

@KodrAus
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KodrAus commented Nov 16, 2023

The test vector for UUIDv7 appears to use a fully random value for rand_a and rand_b: https://datatracker.ietf.org/doc/html/draft-peabody-dispatch-new-uuid-format-04#name-example-of-a-uuidv7-value

I think we should consider supporting this, but don't think we need to block stabilizing the current APIs on it.

@rogusdev
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rogusdev commented Nov 16, 2023

From my perspective, while the main point of uuid v7 is to put the clock at the front, so that db indexes can btree on them properly, counters add additional safety mechanisms that are quite to my taste: if you are generating ids in a single thread, you are guaranteed that no duplicates can happen, if there are less than the counter limit per millisecond. While the degree of randomness involved otherwise is certainly extremely unlikely to have duplicates, I am a big fan of guarantees.

Which is in fact why they put it into the RFC, as that is also a feature in many other popular id libraries.

@rogusdev rogusdev reopened this Nov 16, 2023
@rogusdev
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That said, "SHOULD" is indeed a recommendation, rather than requirement, and they list multiple alternatives. So I support having a separate set of ctor functions to call for the counter version(s).

@sergeyprokhorenko
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Hi Ashley,

I'm Sergey Prokhorenko, a contributor to rfc4122bis and a counter enthusiast.

Some developers implement the counter:

UUIDv7 with the counter for PostgreSQL is currently being developed in C by Andrey Borodin:

But it seems to me that Rust is also a good tool for such development.

@KodrAus
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KodrAus commented Dec 13, 2023

We've currently actually got access to a counter in our Timestamp type, because that's where it gets stashed for v1 and v6 UUIDs. How does the following sound to you:

  1. Don't feature gate Timestamp.counter on v1 or v6; just make it always available.
  2. Use the counter value if it's non-zero in Uuid::new_v7, otherwise use random bytes.
  3. Add a Builder::from_timestamp_millis_counter(millis: u64, counter: u16, random_bytes: [u8; 6]) method.

An alternative for 2. would be to add Uuid::new_v7_counter and Uuid::now_v7_counter methods that use the counter.

@sergeyprokhorenko
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sergeyprokhorenko commented Dec 14, 2023

We've currently actually got access to a counter in our Timestamp type, because that's where it gets stashed for v1 and v6 UUIDs. How does the following sound to you:

  1. Don't feature gate Timestamp.counter on v1 or v6; just make it always available.

Like the vast majority, I am convinced that only the seventh version is worthy of attention. There is no need to waste time and effort implementing other versions.

  1. Use the counter value if it's non-zero in Uuid::new_v7, otherwise use random bytes.

I'm against. A counter initialized to zero increases the collision probability. Worse, the counter value may be the same as the random value used instead of the counter at the beginning of the millisecond.

I prefer a counter that is initialized to a random value at the beginning of each millisecond. But this may reduce the actual capacity of the counter. Therefore, the leftmost bit of the counter should be initialized to zero and/or the timestamp should be incremented when the counter overflows.

  1. Add a Builder::from_timestamp_millis_counter(millis: u64, counter: u16, random_bytes: [u8; 6]) method.

The timestamp in the seventh version is shorter, and you missed the ver and var segments.
My suggestion:

Segment length, bits Field in RFC Segment content
48 unix_ts_ms Timestamp
4 ver Version
1 rand_a Counter segment initialized to zero
11 rand_a Counter segment initialized with a pseudorandom number
2 var Variant
30 rand_b Counter segment initialized with a pseudorandom number
32 rand_b UUIDv7 segment filled with a pseudorandom number
64 Optional segment to the right of the UUID in key database columns

An alternative for 2. would be to add Uuid::new_v7_counter and Uuid::now_v7_counter methods that use the counter.

If we are talking about initializing the counter every millisecond with a random value and incrementing within a millisecond, then I am for it.

@KodrAus
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KodrAus commented Jan 16, 2024

This library already implements v1 and v6 versions and has some established API conventions that we need to remain consistency with. I think we should be able to support everything suggested with some new Uuid::new_v7_counter and Uuid::now_v7_counter methods that accept an impl ClockSequence. The implementation of that ClockSequence is what would handle time and randomness.

@sergeyprokhorenko
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sergeyprokhorenko commented Jan 16, 2024

I highly recommend looking at the UUIDv7 implementation in PostgreSQL v17 by Andrey Borodin

@sergeyprokhorenko
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@KodrAus
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KodrAus commented Jan 18, 2024

Thanks @sergeyprokhorenko 👍 Having a good reference implementation to point at will definitely be helpful

@sergeyprokhorenko
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Another good implementation:
https://github.com/LiosK/uuid7-rs/tree/8b6362ac9bd4b0a24639ebe8365e4f6f6cacec75
https://crates.io/crates/uuid7

It is mentioned in this benchmark.

Due to the excessively long counter (initialized with a random number every millisecond), less entropy is generated, which requires a lot of resources.

But it's worth trying to replace rand::rngs::OsRng with openssl-rand for better performance.

@sergeyprokhorenko
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Patch UUID v7 (commitfest record)

This patch has already been successfully tested: https://ardentperf.com/2024/02/03/uuid-benchmark-war/

@brianbruggeman
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Thought/Question: Why not add a builder pattern with defaults? That doesn't eliminate the backwards compatibility and can improve clarity around generating the UUID.

@ehiggs
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ehiggs commented Apr 14, 2024

The API in the Rust ULID crate provides monotonicity using an increment(&self) -> Option<Ulid> method. This means you can create batches of IDs by generating a single ulid and then increment the random part to create all the batches.

If you know that you are generating a batch then an increment method should be "sufficient logic for organizing the creation order of those one-thousand UUIDs" (quoting from the RFC).

Here's is an example:

use ulid::Ulid;
use uuid::Uuid;

fn main() {
    let mut uuids = Vec::with_capacity(10);
    for _ in 0..10 {
        let uuid = Uuid::now_v7();
        uuids.push(uuid);
    }
    for uuid in uuids.iter() {
        println!("{:<12} {uuid}", "uuidv7:");
    }
    println!("");
    let mut ulids = Vec::with_capacity(10);
    let mut ulid = Ulid::new();
    for _ in 0..10 {
        ulids.push(ulid);
        ulid = ulid.increment().unwrap();
    }
    for ulid in ulids.iter() {
        println!("{:<12} {ulid}", "ulid:");
    }
}

Is taking blatant inspiration from the excellent work in the ULID crate ok? Of course. ULID is the very first referred to time-based unique ID referenced in the new RFC.

Note that this also gives more control over creation of batches. If one creates a batch of 1000 UUIDs, using an internal counter you have no control over whether they will be in the same millisecond. This means you will have part of the batch spread across different timestamps and the random component will jump around for each millisecond. Using an increment you can keep the millisecond and the random component stable. It's not required in the specification but seems useful to be able to trivially see if UUIDs are part of the same batch.

@sergeyprokhorenko
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If one creates a batch of 1000 UUIDs, using an internal counter you have no control over whether they will be in the same millisecond.

This is not true

@sergeyprokhorenko
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New functions for generating UUIDv7 with a counter in the ClickHouse DBMS: link

The structure is exactly the same as https://crates.io/crates/uuid7 and https://www.npmjs.com/package/uuidv7

@KodrAus
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KodrAus commented May 13, 2024

I've started working on an implementation over in #755 that supports respecting the counter value when constructing v7 UUIDs in a way that lets a caller decide how wide they want that counter to be so the guarantees about ordering and uniqueness are configurable. It's still just a draft so will ping once it's ready.

@ehiggs
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ehiggs commented May 13, 2024

This is not true

How might you allow the caller to control whether the UUIDs are generated for the same millisecond if the timer is internal to the uuid generator?

@sergeyprokhorenko
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This is not true

How might you allow the caller to control whether the UUIDs are generated for the same millisecond if the timer is internal to the uuid generator?

UUIDs generated in different milliseconds have different timestamp values. UUIDs generated at the same millisecond have the same timestamp values.

@sergeyprokhorenko
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sergeyprokhorenko commented May 14, 2024

@KodrAus

I've started working on an implementation over in #755 that supports respecting the counter value when constructing v7 UUIDs in a way that lets a caller decide how wide they want that counter to be so the guarantees about ordering and uniqueness are configurable. It's still just a draft so will ping once it's ready.

RFC9562 "Universally Unique IDentifiers (UUID)" has already been published and entered into force.

Differences between the implementation for DBMS ClickHouse and the implementation for DBMS PostgreSQL:

  1. Counter is 42 bits, not 18. The counter have no guard bits, every bit is initialized with random number on time ticks.
  2. By default counter is shared between threads. Alternative function generateUUIDv7ThreadMonotonic() provides thread-local counter.

In both implementations in case the counter overflows, the timestamp field is incremented by 1 and the counter is reset to a random new start value (guard bit to zero).

I would also recommend to add the ability to shift the timestamp by the value specified by the formal parameter timestamp_shift of the function uuidv7(timestamp_shift). This will provide at least two benefits:

  • Random shifts of the timestamp at fixed intervals when generating UUIDs will allow to distribute indexes in the database across several pages and thereby reduce the read and write queues
  • Hiding the true time of creation of a record for better security

This is allowed by RFC9562:

Implementations MAY alter the actual timestamp. Some examples include security considerations around providing a real-clock value within a UUID to 1) correct inaccurate clocks, 2) handle leap seconds, or 3) obtain a millisecond value by dividing by 1024 (or some other value) for performance reasons (instead of dividing a number of microseconds by 1000). This specification makes no requirement or guarantee about how close the clock value needs to be to the actual time

It is quite difficult to implement the exclusion (in the unpredictable future) of leap seconds required by RFC9562:

UUIDv7 features a time-ordered value field derived from the widely implemented and well-known Unix Epoch timestamp source, the number of milliseconds since midnight 1 Jan 1970 UTC, leap seconds excluded.

@KodrAus
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KodrAus commented May 15, 2024

In both implementations in case the counter overflows, the timestamp field is incremented by 1 and the counter is reset to a random new start value (guard bit to zero).

In order to maintain the invariant that UUIDs are sortable by the order they’re generated in this would need to increment the timestamp for all subsequently generated UUIDs in that millisecond, right?

@sergeyprokhorenko
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sergeyprokhorenko commented May 15, 2024

In order to maintain the invariant that UUIDs are sortable by the order they’re generated in this would need to increment the timestamp for all subsequently generated UUIDs in that millisecond, right?

Yes that's right. Moreover, this may continue for several consecutive milliseconds of high generation rate until the real time catches up with the timestamp.

But with a guard bit and a counter 18 bits or longer, a counter overflow is an impossible event (until a quantum computer came along).

@sergeyprokhorenko
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UUIDv7 extension written in RUST, implemented in PostgreSQL

@sergeyprokhorenko
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sergeyprokhorenko commented May 21, 2024

Long story short...

All of these calculations make the mistaken implicit assumption that all generated UUIDs end up in a common database table where they can collide.

The absurdity of these calculations can be confirmed by the following example: UUIDv7s with a counter generated by one generator will never collide, even if random parts are completely removed from them. This is just as true as integer keys generated by autoincrement do not collide. The random part is necessary for the uniqueness of UUIDs generated by different generators (when merging database tables or at distributed UUID generation).

By the way, the counter is initialized with a random number every millisecond. Therefore, it is incorrect to say that the counter reduces the random part.

@sergeyprokhorenko
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@wdhwg001

The authors of RFC 9562 did not intend to reject any of the contributors' proposals, but simply to combine all of these proposals. This does not mean that all these proposals were justified.

But in real implementations Method 1 is used, which is not at all divided into two opposing strategies, but is single. Your proposal differs only in the absence of the random part generated for each individual UUID. It kills the unguessability without giving anything in return.

@sergeyprokhorenko
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sergeyprokhorenko commented May 23, 2024

@wdhwg001

The authors and contributors of RFC 9562 have detailed knowledge of monotonic ULIDs. Moreover, monotonic ULIDs were the basis for the development of UUIDv7. However, authors and contributors clearly saw the disadvantages of monotonic ULIDs. To address these disadvantages, UUIDv7 added a counter that is initialized with a random number and is protected from overflow. Adding a counter didn't make anything worse. It seems to me that there is no point in continuing this discussion, because you are not making valid arguments.

@sergeyprokhorenko
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sergeyprokhorenko commented Jun 2, 2024

Discussion about the two formal parameters of the function that generates UUIDv7: ClickHouse/ClickHouse#62852 (comment)

@KodrAus
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KodrAus commented Jun 17, 2024

In either case, uuid uses the ClockSequence trait for controlling how counters work so this behavior is configurable. If you use the NoContext type then you'll get fully random bytes. If you use the new CounterV7 (or whatever it ends up being called) type then you'll get a 42bit counter with the rest random. You can also implement your own ClockSequence to further tweak behavior.

@KodrAus
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KodrAus commented Jun 20, 2024

I've gotten around to implementing a counter for version 7 UUIDs based on the recommendations here: https://github.com/uuid-rs/uuid/pull/755/files#diff-df69eeff48c2663ed59b31541c6c396ffecfed985b395daadafda019a524f75cR627-R674

EDIT: Looks like GitHub is collapsing the relevant part of the diff, so I'll just drop it in here:

fn generate_timestamp_sequence(
    &self,
    seconds: u64,
    subsec_nanos: u32,
) -> (Self::Output, u64, u32) {
    use std::time::Duration;

    let millis = (seconds * 1000).saturating_add(subsec_nanos as u64 / 1_000_000);

    let last_reseed = self.last_reseed.get();

    // If the observed system time has shifted forwards then regenerate the counter
    if millis > last_reseed {
        // Leave the most significant bit unset
        // This guarantees the counter has at least 2,199,023,255,552
        // values before it will overflow, which is exceptionally unlikely
        // even in the worst case
        let counter = crate::rng::u64() & (u64::MAX >> 23);
        self.counter.set(counter);
        self.last_reseed.set(millis);

        (counter, seconds, subsec_nanos)
    }
    // If the observed system time has not shifted forwards then increment the counter
    else {
        // If the incoming timestamp is earlier than the last observed one then
        // use it instead. This may happen if the system clock jitters, or if the counter
        // has wrapped and the timestamp is artificially incremented
        let millis = last_reseed;

        // Guaranteed to never overflow u64
        let counter = self.counter.get() + 1;

        // If the counter has not overflowed its 42-bit storage then return it
        if counter <= u64::MAX >> 22 {
            self.counter.set(counter);

            (counter, seconds, subsec_nanos)
        }
        // Unlikely: If the counter has overflowed its 42-bit storage then wrap it
        // and increment the timestamp. Until the observed system time shifts past
        // this incremented value, all timestamps will use it to maintain monotonicity
        else {
            let counter = 0;
            self.counter.set(counter);
            self.last_reseed.set(millis + 1);

            let new_ts =
                Duration::new(seconds, subsec_nanos) + Duration::from_millis(1);

            (counter, new_ts.as_secs(), new_ts.subsec_nanos())
        }
    }
}

I'd appreciate a review of the parameters to make sure they're reasonable to most users. The counter:

  1. uses a 42-bit counter, initialized to a random 41-bit value whenever the millisecond timestamp shifts forwards.
  2. will use the most recent timestamp value if it observes one that's earlier than when it last reinitialized.
  3. will increment the timestamp and reset the counter to zero if it overflows its 42-bit storage. Based on 2., all timestamps will use this incremented value until the clock advances past it.

Uuid::now_v7() uses thread-local instances of this counter instead of purely random bytes. Space after the counter is filled with random bytes. This is to make sure if you call let a = Uuid::now_v7(); let b = Uuid::now_v7() you guarantee a < b. Since counters are thread-local, there is no guaranteed ordering across threads. If this is unsuitable for most users then I can base now_v7() off a global lock. Personally, I think thread-local ordering is ok, and if you want global ordering, you can use Uuid::new_v7().

@sergeyprokhorenko
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sergeyprokhorenko commented Jun 20, 2024

@KodrAus

I would recommend:

  1. Implement a function based on a global lock (for the entire server) with a 42-bit counter. This is important for a microservice architecture. There is no need for either a thread-local monotonic function or a non-monotonic function without a counter.
  2. Add an optional formal parameter timestamp_offset (positive or negative, data type i64) in milliseconds.
  3. Change the function name to the already generally accepted uuidv7().

@KodrAus
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KodrAus commented Jun 20, 2024

Thanks @sergeyprokhorenko. We unfortunately can’t directly do 2. or 3. because of backwards compatibility we can’t add or remove function parameters or change function names, but I can use a global lock internally.

You should still be able to shift timestamps when constructing UUIDs yourself through Uuid::new_v7, whether this happens before or after getting the counter value. I’ll make sure we’ve got an example of this in the repository.

I also noticed it was pointed out other implementations reset the counter to a random value instead of zero on overflow so can make that change too.

@KodrAus
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KodrAus commented Jun 23, 2024

I've merged #755. It needs a bit of a write-up, but the final result should be in-line with the parameters set out earlier in this thread. We guarantee that any UUID produced by Uuid::now_v7() will sort later than any previously generated UUID in the same process.

@KodrAus
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KodrAus commented Jun 24, 2024

This is now supported as of 1.9.0.

@sergeyprokhorenko
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